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Administrative proceeding
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281	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No[removed]February 4, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-04 09:32:46 Investment Advisers Act Investment Financial regulation Business U.S. Securities and Exchange Commission Financial adviser Dodd–Frank Wall Street Reform and Consumer Protection Act Investment Advisor Securities Commission of New Zealand Finance 76th United States Congress Financial economics
282	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 25, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-25 06:14:06 Securities and Exchange Commission Form 10-Q Government OTC Markets Group Financial regulation Finance SEC filings Securities Exchange Act U.S. Securities and Exchange Commission
283	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No[removed]February 4, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-04 09:31:21 Finance Government Investment Financial regulation Financial adviser U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Securities and Exchange Commission 76th United States Congress Financial economics Investment Advisers Act
284	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No[removed]February 4, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-04 09:36:30 Finance Financial regulation Investment Financial adviser Business U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Securities regulation in the United States Registered Investment Advisor Financial economics 76th United States Congress Investment Advisers Act
285	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]ADMINISTRATIVE PROCEEDINGS RULINGS Release No[removed]February 13, 2015 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-13 17:48:55 U.S. Securities and Exchange Commission Motion Securities and Exchange Commission Government Administrative proceeding Public administration Legal terms Law Corporate crime
286	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 25, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-25 06:18:35 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Form 20-F Financial regulation Government Finance SEC filings United States securities law United States Securities and Exchange Commission
287	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No[removed]February 6, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-06 13:53:41 United States securities law Financial services 76th United States Congress Investment Advisers Act U.S. Securities and Exchange Commission Securities fraud Securities Act Financial adviser Collective investment scheme Financial economics Investment Finance
288	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 20, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-20 16:45:59 U.S. Securities and Exchange Commission Securities Exchange Act Financial system Broker-dealer Álvarez Lugo Finance Financial economics United States securities law Corporate crime
289	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 20, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-20 08:32:06 U.S. Securities and Exchange Commission Securities and Exchange Commission Form 10-Q Government OTC Markets Group Financial regulation Finance SEC filings Securities Exchange Act Form 10-K
290	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 11, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-11 10:02:20 NCR Corporation Mechanical engineering Economics Building engineering 73rd United States Congress United States Securities and Exchange Commission United States securities law Tender offer Insider trading Business Heat transfer Radiant Systems

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